International Association
for Cryptologic Research

Two multivariate digital signature schemes, Rainbow and GeMSS, made it into the third round of the NIST PQC competition. However, neither made its way to being a standard due to devastating attacks (in one case by Beullens, the other by Tao, Petzoldt, and Ding). How should multivariate cryptography recover from this blow? We propose that, rather than trying to fix Rainbow and HFEv- by introducing countermeasures, the better approach is to return to the classical Oil and Vinegar scheme. We show that, if parametrized appropriately, Oil and Vinegar still provides competitive performance compared to the new NIST standards by most measures (except for key size). At NIST security level 1, this results in either 128-byte signatures with 44 kB public keys or 96-byte signatures with 67 kB public keys. We revamp the state-of-the-art of Oil and Vinegar implementations for the Intel/AMD AVX2, the Arm Cortex-M4 microprocessor, the Xilinx Artix-7 FPGA, and the Armv8-A microarchitecture with the Neon vector instructions set.

The U.S. National Institute of Standards and Technology (NIST) has designated ARM microcontrollers as an important benchmarking platform for its Post-Quantum Cryptography standardization process (NISTPQC). In view of this, we explore the design space of the NISTPQC finalist Saber on the Cortex-M4 and its close relation, the Cortex-M3. In the process, we investigate various optimization strategies and memory-time tradeoffs for number-theoretic transforms (NTTs).Recent work by [Chung et al., TCHES 2021 (2)] has shown that NTT multiplication is superior compared to Toom–Cook multiplication for unprotected Saber implementations on the Cortex-M4 in terms of speed. However, it remains unclear if NTT multiplication can outperform Toom–Cook in masked implementations of Saber. Additionally, it is an open question if Saber with NTTs can outperform Toom–Cook in terms of stack usage. We answer both questions in the affirmative. Additionally, we present a Cortex-M3 implementation of Saber using NTTs outperforming an existing Toom–Cook implementation. Our stack-optimized unprotected M4 implementation uses around the same amount of stack as the most stack-optimized Toom–Cook implementation while being 33%-41% faster. Our speed-optimized masked M4 implementation is 16% faster than the fastest masked implementation using Toom–Cook. For the Cortex-M3, we outperform existing implementations by 29%-35% in speed. We conclude that for both stack- and speed-optimization purposes, one should base polynomial multiplications in Saber on the NTT rather than Toom–Cook for the Cortex-M4 and Cortex-M3. In particular, in many cases, multi-moduli NTTs perform best.

We present new speed records on the Armv8-A architecture for the latticebased schemes Dilithium, Kyber, and Saber. The core novelty in this paper is the combination of Montgomery multiplication and Barrett reduction resulting in “Barrett multiplication” which allows particularly efficient modular one-known-factor multiplication using the Armv8-A Neon vector instructions. These novel techniques combined with fast two-unknown-factor Montgomery multiplication, Barrett reduction sequences, and interleaved multi-stage butterflies result in significantly faster code. We also introduce “asymmetric multiplication” which is an improved technique for caching the results of the incomplete NTT, used e.g. for matrix-to-vector polynomial multiplication. Our implementations target the Arm Cortex-A72 CPU, on which our speed is 1.7× that of the state-of-the-art matrix-to-vector polynomial multiplication in kyber768 [Nguyen–Gaj 2021]. For Saber, NTTs are far superior to Toom–Cook multiplication on the Armv8-A architecture, outrunning the matrix-to-vector polynomial multiplication by 2.0×. On the Apple M1, our matrix-vector products run 2.1× and 1.9× faster for Kyber and Saber respectively.

We propose NTT implementations with each supporting at least one parameter of NTRU and one parameter of NTRU Prime. Our implementations are based on size-1440, size-1536, and size-1728 convolutions without algebraic assumptions on the target polynomial rings. We also propose several improvements for the NTT computation. Firstly, we introduce dedicated radix-(2, 3) butterflies combining Good–Thomas FFT and vector-radix FFT. In general, there are six dedicated radix-(2, 3) butterflies and they together support implicit permutations. Secondly, for odd prime radices, we show that the multiplications for one output can be replaced with additions/subtractions. We demonstrate the idea for radix-3 and show how to extend it to any odd prime. Our improvement also applies to radix-(2, 3) butterflies. Thirdly, we implement an incomplete version of Good–Thomas FFT for addressing potential code size issues. For NTRU, our polynomial multiplications outperform the state-of-the-art by 2.8%−10.3%. For NTRU Prime, our polynomial multiplications are slower than the state-of-the-art. However, the SotA exploits the specific structure of coefficient rings or polynomial moduli, while our NTT-based multiplications exploit neither and apply across different schemes. This reduces the engineering effort, including testing and verification.

Postquantum cryptography requires a different set of arithmetic routines from traditional public-key cryptography such as elliptic curves. In particular, in each of the lattice-based NISTPQC Key Establishment finalists, every state-ofthe-art optimized implementation for lattice-based schemes still in the NISTPQC round 3 currently uses a different complex multiplication based on the Number Theoretic Transform. We verify the NTT-based multiplications used in NTRU, Kyber, and SABER for both the AVX2 implementation for Intel CPUs and for the pqm4 implementation for the ARM Cortex M4 using the tool CryptoLine. e extended CryptoLine and as a result are able to verify that in six instances multiplications are correct including range properties.We demonstrate the feasibility for a programmer to verify his or her high-speed assembly code for PQC, as well as to verify someone else’s high-speed PQC software in assembly code, with some cooperation from the programmer.

In this paper, we show how multiplication for polynomial rings used in the NIST PQC finalists Saber and NTRU can be efficiently implemented using the Number-theoretic transform (NTT). We obtain superior performance compared to the previous state of the art implementations using Toom–Cook multiplication on both NIST’s primary software optimization targets AVX2 and Cortex-M4. Interestingly, these two platforms require different approaches: On the Cortex-M4, we use 32-bit NTT-based polynomial multiplication, while on Intel we use two 16-bit NTT-based polynomial multiplications and combine the products using the Chinese Remainder Theorem (CRT).For Saber, the performance gain is particularly pronounced. On Cortex-M4, the Saber NTT-based matrix-vector multiplication is 61% faster than the Toom–Cook multiplication resulting in 22% fewer cycles for Saber encapsulation. For NTRU, the speed-up is less impressive, but still NTT-based multiplication performs better than Toom–Cook for all parameter sets on Cortex-M4. The NTT-based polynomial multiplication for NTRU-HRSS is 10% faster than Toom–Cook which results in a 6% cost reduction for encapsulation. On AVX2, we obtain speed-ups for three out of four NTRU parameter sets.As a further illustration, we also include code for AVX2 and Cortex-M4 for the Chinese Association for Cryptologic Research competition award winner LAC (also a NIST round 2 candidate) which outperforms existing code.

In 2017, Ward Beullenset al.submitted Lifted Unbalanced Oil and Vinegar [4], which is a modification to the Unbalanced Oil and Vinegar Schemeby Patarin. Previously, Ding et al.proposed the Subfield Differential Attack [20]which prompted a change of parameters by the authors of LUOV for the second round of the NIST post quantum standardization competition [3].In this paper we propose a modification to the Subfield Differential Attackcalled the Nested Subset Differential Attack which fully breaks half of the parameter sets put forward. We also show by experimentation that this attack is practically possible to do in under 210 minutes for the level I security parameters and not just a theoretical attack. The Nested Subset Differential attack is a large improvement of the Subfield differential attack which can be used in real world circumstances. Moreover, we will only use what is called the "lifted" structure of LUOV, and our attack can be thought as a development of solving"lifted" quadratic systems.

We present the first Cortex-M4 implementation of the NISTPQC signature finalist Rainbow. We target the Giant Gecko EFM32GG11B which comes with 512 kB of RAM which can easily accommodate the keys of RainbowI.We present fast constant-time bitsliced F16 multiplication allowing multiplication of 32 field elements in 32 clock cycles. Additionally, we introduce a new way of computing the public map P in the verification procedure allowing vastly faster signature verification.Both the signing and verification procedures of our implementation are by far the fastest among the NISTPQC signature finalists. Signing of rainbowIclassic requires roughly 957 000 clock cycles which is 4× faster than the state of the art Dilithium2 implementation and 45× faster than Falcon-512. Verification needs about 239 000 cycles which is 5× and 2× faster respectively. The cost of signing can be further decreased by 20% when storing the secret key in a bitsliced representation.

This paper proposes two different methods to perform NTT-based polynomial multiplication in polynomial rings that do not naturally support such a multiplication. We demonstrate these methods on the NTRU Prime key-encapsulation mechanism (KEM) proposed by Bernstein, Chuengsatiansup, Lange, and Vredendaal, which uses a polynomial ring that is, by design, not amenable to use with NTT. One of our approaches is using Good’s trick and focuses on speed and supporting more than one parameter set with a single implementation. The other approach is using a mixed radix NTT and focuses on the use of smaller multipliers and less memory. On a ARM Cortex-M4 microcontroller, we show that our three NTT-based implementations, one based on Good’s trick and two mixed radix NTTs, provide between 32% and 17% faster polynomial multiplication. For the parameter-set ntrulpr761, this results in between 16% and 9% faster total operations (sum of key generation, encapsulation, and decapsulation) and requires between 15% and 39% less memory than the current state-of-the-art NTRU Prime implementation on this platform, which is using Toom-Cook-based polynomial multiplication.

This paper introduces streamlined constant-time variants of Euclid’s algorithm, both for polynomial inputs and for integer inputs. As concrete applications, this paper saves time in (1) modular inversion for Curve25519, which was previously believed to be handled much more efficiently by Fermat’s method, and (2) key generation for the ntruhrss701 and sntrup4591761 lattice-based cryptosystems.

This paper applies a variety of power analysis techniques to several implementations of NTRU Prime, a Round 2 submission to the NIST PQC Standardization Project. The techniques include vertical correlation power analysis, horizontal indepth correlation power analysis, online template attacks, and chosen-input simple power analysis. The implementations include the reference one, the one optimized using smladx, and three protected ones. Adversaries in this study can fully recover private keys with one single trace of short observation span, with few template traces from a fully controlled device similar to the target and no a priori power model, or sometimes even with the naked eye. The techniques target the constant-time generic polynomial multiplications in the product scanning method. Though in this work they focus on the decapsulation, they also work on the key generation and encapsulation of NTRU Prime. Moreover, they apply to the ideal-lattice-based cryptosystems where each private-key coefficient comes from a small set of possibilities.