International Association
for Cryptologic Research

Cryptography based on the hardness of lattice problems over polynomial rings currently provides the most practical solution for pub- lic key encryption in the quantum era. Indeed, three of the four schemes chosen by NIST in the recently-concluded post-quantum standardization effort for encryption and signature schemes are based on the hardness of these problems. While the first encryption scheme utilizing properties of polynomial rings was NTRU (ANTS ’98), the scheme that NIST chose for public key encryption (CRYSTALS-Kyber) is based on the hardness of the somewhat-related Module-LWE problem. One of the reasons for Kyber’s selection was the fact that it is noticeably faster than NTRU and a little more compact. And indeed, the practical NTRU encryption schemes in the literature generally lag their Ring/Module-LWE counter- parts in either compactness or speed, or both. In this paper, we put the efficiency of NTRU-based schemes on equal (even slightly better, actually) footing with their Ring/Module-LWE counterparts. We provide several instantiations and transformations, with security given in the ROM and the QROM, that are on par, compactness- wise, with their counterparts based on Ring/Module-LWE. Performance- wise, the NTRU schemes instantiated in this paper over NTT-friendly rings of the form Z_q[X]/(X^d − X^{d/2} + 1) are the fastest of all public key encryption schemes, whether quantum-safe or not. When compared to the NIST finalist NTRU-HRSS-701, our scheme is 15% more compact and has a 15X improvement in the round-trip time of ephemeral key exchange, with key generation being 35X faster, encapsulation being 6X faster, and decapsulation enjoying a 9X speedup.

In known security reductions for the Fujisaki-Okamoto transformation, decryption failures are handled via a reduction solving the rather unnatural task of finding failing plaintexts given the private key, resulting in a Grover search bound. Moreover, they require an implicit rejection mechanism for invalid ciphertexts to achieve a reasonable security bound in the QROM. We present a reduction that has neither of these deficiencies: We introduce two security games related to finding decryption failures, one capturing the computationally hard task of using the public key to find a decryption failure, and one capturing the statistically hard task of searching the random oracle for key-independent failures like, e.g., large randomness. As a result, our security bounds in the QROM are tighter than previous ones with respect to the generic random oracle search attacks: The attacker can only partially compute the search predicate, namely for said key-independent failures. In addition, our entire reduction works for the explicit-reject variant of the transformation and improves significantly over all of its known reductions. Besides being the more natural variant of the transformation, security of the explicit reject mechanism is also relevant for side channel attack resilience of the implicit-rejection variant. Along the way, we prove several technical results characterizing preimage extraction and certain search tasks in the QROM that might be of independent interest.

The random oracle model (ROM) enjoys widespread popularity, mostly because it tends to allow for tight and conceptually simple proofs where provable security in the standard model is elusive or costly. While being the adequate replacement of the ROM in the post-quantum security setting, the quantum-accessible random oracle model (QROM) has thus far failed to provide these advantages in many settings. In this work, we focus on adaptive reprogrammability, a feature of the ROM enabling tight and simple proofs in many settings. We show that the straightforward quantum-accessible generalization of adaptive reprogramming is feasible by proving a bound on the adversarial advantage in distinguishing whether a random oracle has been reprogrammed or not. We show that our bound is tight by providing a matching attack. We go on to demonstrate that our technique recovers the mentioned advantages of the ROM in three QROM applications: 1) We give a tighter proof of security of the message compression routine as used by XMSS. 2) We show that the standard ROM proof of chosen-message security for Fiat-Shamir signatures can be lifted to the QROM, straightforwardly, achieving a tighter reduction than previously known. 3) We give the first QROM proof of security against fault injection and nonce attacks for the hedged Fiat-Shamir transform.

We propose $$mathsf {FO_mathsf {AKE}}$$ , a generic construction of two-message authenticated key exchange (AKE) from any passively secure public key encryption (PKE) in the quantum random oracle model (QROM). Whereas previous AKE constructions relied on a Diffie-Hellman key exchange or required the underlying PKE scheme to be perfectly correct, our transformation allows arbitrary PKE schemes with non-perfect correctness. Dealing with imperfect schemes is one of the major difficulties in a setting involving active attacks. Our direct construction, when applied to schemes such as the submissions to the recent NIST post-quantum competition, is more natural than previous AKE transformations. Furthermore, we avoid the use of (quantum-secure) digital signature schemes which are considerably less efficient than their PKE counterparts. As a consequence, we can instantiate our AKE transformation with any of the submissions to the recent NIST competition, e.g., ones based on codes and lattices. $$mathsf {FO_mathsf {AKE}}$$ can be seen as a generalisation of the well known Fujisaki-Okamoto transformation (for building actively secure PKE from passively secure PKE) to the AKE setting. As a helper result, we also provide a security proof for the Fujisaki-Okamoto transformation in the QROM for PKE with non-perfect correctness which is tighter and tolerates a larger correctness error than previous proofs.

We revisit the construction of IND-CCA secure key encapsulation mechanisms (KEM) from public-key encryption schemes (PKE). We give new, tighter security reductions for several constructions. Our main result is an improved reduction for the security of the $$U^{\not \bot }$$ -transform of Hofheinz, Hövelmanns, and Kiltz (TCC’17) which turns OW-CPA secure deterministic PKEs into IND-CCA secure KEMs. This result is enabled by a new one-way to hiding (O2H) lemma which gives a tighter bound than previous O2H lemmas in certain settings and might be of independent interest. We extend this result also to the case of PKEs with non-zero decryption failure probability and non-deterministic PKEs. However, we assume that the derandomized PKE is injective with overwhelming probability.In addition, we analyze the impact of different variations of the $$U^{\not \bot }$$ -transform discussed in the literature on the security of the final scheme. We consider the difference between explicit ( $$U^{\bot }$$ ) and implicit ( $$U^{\not \bot }$$ ) rejection, proving that security of the former implies security of the latter. We show that the opposite direction holds if the scheme with explicit rejection also uses key confirmation. Finally, we prove that (at least from a theoretic point of view) security is independent of whether the session keys are derived from message and ciphertext ( $$U^{\not \bot }$$ ) or just from the message ( $$U^{\not \bot }_m$$ ).