International Association
for Cryptologic Research

We present HAETAE (Hyperball bimodAl modulE rejecTion signAture schemE), a new lattice-based signature scheme. Like the NIST-selected Dilithium signature scheme, HAETAE is based on the Fiat-Shamir with Aborts paradigm, but our design choices target an improved complexity/compactness compromise that is highly relevant for many space-limited application scenarios. We primarily focus on reducing signature and verification key sizes so that signatures fit into one TCP or UDP datagram while preserving a high level of security against a variety of attacks. As a result, our scheme has signature and verification key sizes up to 39% and 25% smaller, respectively, compared than Dilithium. We provide a portable, constanttime reference implementation together with an optimized implementation using AVX2 instructions and an implementation with reduced stack size for the Cortex-M4. Moreover, we describe how to efficiently protect HAETAE against implementation attacks such as side-channel analysis, making it an attractive candidate for use in IoT and other embedded systems.

The sampling of polynomials with fixed weight is a procedure required by round-4 Key Encapsulation Mechanisms (KEMs) for Post-Quantum Cryptography (PQC) standardization (BIKE, HQC, McEliece) as well as NTRU, Streamlined NTRU Prime, and NTRU LPRrime. Recent attacks have shown in this context that side-channel leakage of sampling methods can be exploited for key recoveries. While countermeasures regarding such timing attacks have already been presented, still, there is no comprehensive work covering solutions that are also secure against power side channels. To close this gap, the contribution of this work is threefold: First, we analyze requirements for the different use cases of fixed weight sampling. Second, we demonstrate how all known sampling methods can be implemented securely against timing and power/EM side channels and propose performance-enhancing modifications. Furthermore, we propose a new, comparison based methodology that outperforms existing methods in the masked setting for the three round-4 KEMs BIKE, HQC, and McEliece. Third, we present bitsliced and arbitrary-order masked software implementations and benchmarked them for all relevant cryptographic schemes to be able to infer recommendations for each use case. Additionally, we provide a hardware implementation of our new method as a case study and analyze the feasibility of implementing the other approaches in hardware.

BIKE is a key encapsulation mechanism that entered the third round of the NIST post-quantum cryptography standardization process. This paper presents two constant-time implementations for BIKE, one tailored for the Intel Haswell and one tailored for the ARM Cortex-M4. Our Haswell implementation is much faster than the avx2 implementation written by the BIKE team: for bikel1, the level-1 parameter set, we achieve a 1.39x speedup for decapsulation (which is the slowest operation) and a 1.33x speedup for the sum of all operations. For bikel3, the level-3 parameter set, we achieve a 1.5x speedup for decapsulation and a 1.46x speedup for the sum of all operations. Our M4 implementation is more than two times faster than the non-constant-time implementation portable written by the BIKE team. The speedups are achieved by both algorithm-level and instruction-level optimizations.

Lattice-based cryptography is one of the most promising candidates being considered to replace current public-key systems in the era of quantum computing. In 2016, Bos et al. proposed the key exchange scheme FrodoCCS, that is also a submission to the NIST post-quantum standardization process, modified as a key encapsulation mechanism (FrodoKEM). The security of the scheme is based on standard lattices and the learning with errors problem. Due to the large parameters, standard latticebased schemes have long been considered impractical on embedded devices. The FrodoKEM proposal actually comes with parameters that bring standard lattice-based cryptography within reach of being feasible on constrained devices. In this work, we take the final step of efficiently implementing the scheme on a low-cost FPGA and microcontroller devices and thus making conservative post-quantum cryptography practical on small devices. Our FPGA implementation of the decapsulation (the computationally most expensive operation) needs 7,220 look-up tables (LUTs), 3,549 flip-flops (FFs), a single DSP, and only 16 block RAM modules. The maximum clock frequency is 162 MHz and it takes 20.7 ms for the execution of the decapsulation. Our microcontroller implementation has a 66% reduced peak stack usage in comparison to the reference implementation and needs 266 ms for key pair generation, 284 ms for encapsulation, and 286 ms for decapsulation. Our results contribute to the practical evaluation of a post-quantum standardization candidate.